Course Information

Introduction

This five-day course gives practical governance and compliance skills you can apply immediately. You will learn how to align governance structures with regulatory requirements, manage compliance risk, and set up monitoring and reporting that senior leaders can use. Regulatory expectations and enforcement are rising; organisations need clear roles, accountable processes, and evidence a controls program works.

Objectives

1. Map applicable laws, standards and regulators and link them to specific business processes.
2. Design a proportionate governance framework with clear roles, authorities and escalation paths.
3. Implement core compliance controls, monitoring routines and KPIs, and use them to detect gaps.
4. Run risk-based compliance assessments and convert findings into prioritized remediation plans.
5. Prepare concise compliance reports and present actionable recommendations to senior management and the board.

Who Should Attend?

1. Compliance managers and officers
2. In-house legal counsel responsible for regulatory matters
3. Internal auditors and audit managers
4. Risk managers and risk analysts
5. Company secretaries and board governance advisors

Training Method

• Pre-assessment
• Live group instruction
• Use of real-world examples, case studies and exercises
• Interactive participation and discussion
• Power point presentation, LCD and flip chart
• Group activities and tests
• Post-assessment
If Applicable:
• Each participant receives a 7” Tablet containing a copy of the presentation, slides and handouts

Program Support

This program is supported by:
* Interactive discussions
* Role-play
* Case studies and highlight the techniques available to the participants.

Daily Agenda

Daily Schedule (Monday to Friday)
- 09:00 AM – 10:30 AM Technical Session 1
- 10:30 AM – 12:00 PM Technical Session 2
- 12:00 PM – 01:00 PM Technical Session 3
- 01:00 PM – 02:00 PM Lunch Break (If Applicable)
- Participants are expected to engage in guided self-study, reading, or personal reflection on the day’s content. This contributes toward the CPD accreditation and deepens conceptual understanding.
- 02:00 PM – 04:00 PM Self-Study & Reflection

Please Note:
- All training sessions are conducted from Monday to Friday, following the standard working week observed in the United Kingdom and European Union. Saturday and Sunday are official weekends and are not counted as part of the course duration.
- Coffee and refreshments are available on a floating basis throughout the morning. Participants may help themselves at their convenience to ensure an uninterrupted learning experience Provided if applicable and subject to course delivery arrangements.
- Lunch Provided if applicable and subject to course delivery arrangements.